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NISM hosts Stock Broker & DP Compliance Officers Symposium

NISM hosts Stock Broker & DP Compliance Officers Symposium
NISM, in collaboration with BBF, hosted the Stock Broker & DP Compliance Officers Symposium 2026 at ICH, BSE, bringing together regulators, exchanges, depositories, and industry leaders to discuss the evolving compliance landscape in India’s capital markets.

The symposium featured insightful addresses by Govindayapalli Ram Mohan Rao, ED, SEBI; Sundararaman Ramamurthy, MD & CEO, BSE; Ms. Bedobani Chaudhuri, Additional Director, FIU-IND; and Ms. Yogita Shrikant Jadhav, Registrar, NISM, along with thought-provoking discussions on compliance leadership, regulatory supervision, cybersecurity, AML, KYC, and investor protection.
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